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Gain baseline knowledge of the entire trade lifecycle

Professional Certificate in
Brokerage Operations

What you will learn

  • Identify the key roles of Brokerage Operations and recognize the characteristics of the marketplace and how it interacts with the operation process.
  • Identify the steps to process a trade and understand the role of clearing corporations.
  • Understand the settlement process and how to transfer securities.
  • Understand the relevant regulations around the securities margining process and the purpose for Brokerage Accounting.
  • Recognize the two primary records kept in a brokerage firm and the purpose of the general ledger.
Expert instruction
4 skill-building courses
For the full program experience

Courses in this program

  1. NYIF's Brokerage Operations Professional Certificate

Meet your instructors
from New York Institute of Finance (NYIF)

Experts from NYIF committed to teaching online learning

Program endorsements

The Brokerage Operations Course provided me with a deeper knowledge of operations areas that I will need in my role while serving my firm's operations department.

Josh Williams , Previous Student

Also in Economics & Finance at edX


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